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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2009-01-02 |
Branch Locations
802 E Bamberger Dr Ste C, American Fork, UT 84003 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc. | Eagle Mountain | UT | 02/2008 | Present |
| Raymond James Financial Services Advisors, Inc | Eagle Mountain | UT | 01/2009 | Present |
| Lgcy Power | Fresno | CA | 03/2015 | 04/2018 |
(1)Name of Business: Vermillion Vista Finance Address: 802 Bamberger Drive, Ste. C, American Fork, UT, 84003, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/11/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-27 |
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