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John Vinson Hogin

LPl Financial LLC

Cape Girardeau, MO

Modesto, CA

CRD 1872422

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
MO RA APPROVED 2025-05-06
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MO RA
    APPROVED
    Since 2025-05-06

Branch Locations

Cape Girardeau, MO • United States

4306 Sisk Rd, Ste 1, Modesto, CA 95356 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hogin Financial And Insurance Services, Inc.(Dba) Turlock CA 05/2002 12/2024
Main Street Advisors, Llc Hays KS 08/2008 10/2021
Independent Financial Group San Diego CA 08/2010 10/2021
Lpl Financial Llc Turlock CA 10/2021 12/2024
Lpl Financial Llc Cape Girardeau MO 01/2025 Present
  • 05/2002 → 12/2024
    Hogin Financial And Insurance Services, Inc.(Dba)
    Turlock, CA
  • 08/2008 → 10/2021
    Main Street Advisors, Llc
    Hays, KS
  • 08/2010 → 10/2021
    Independent Financial Group
    San Diego, CA
  • 10/2021 → 12/2024
    Turlock, CA
  • 01/2025 → Present
    Cape Girardeau, MO
Previous Registrations
  • 2021-10-05 → 2024-12-26
    Turlock, CA
    Turlock, CA
    San Diego, CA
    Turlock, CA
  • 2003-10-02 → 2023-12-30
    Hogin Financial And Insurance Services, Inc.
    Turlock, CA
  • 2008-08-25 → 2022-06-23
    Main Street Advisors, Llc
    Turlock, CA
    Hays, KS
  • 2010-08-06 → 2021-10-01
    Hays, KS
    Turlock, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-27
S63 Uniform Securities Agent State Law Examination 1996-08-07
  • S65 Uniform Investment Adviser Law Examination
    2003-09-27
  • S63 Uniform Securities Agent State Law Examination
    1996-08-07
Other Names
  • John Vinson Hogin

View on SEC IAPD

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