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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| MO | RA | APPROVED | 2025-05-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hogin Financial And Insurance Services, Inc.(Dba) | Turlock | CA | 05/2002 | 12/2024 |
| Main Street Advisors, Llc | Hays | KS | 08/2008 | 10/2021 |
| Independent Financial Group | San Diego | CA | 08/2010 | 10/2021 |
| Lpl Financial Llc | Turlock | CA | 10/2021 | 12/2024 |
| Lpl Financial Llc | Cape Girardeau | MO | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-07 |
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