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Gary Nicholas Antone

Antone Asset Management, Inc

Carlsbad, CA

CRD 1871408

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Employer firm

Antone Asset Management, Inc CRD 141468

$18.4M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Antone Asset Management, Inc

701 Palomar Airport Road Ste 300, Carlsbad, CA 92011-1028 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-17
TX RA APPROVED_RES 2018-03-14
  • CA RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED_RES
    Since 2018-03-14

Branch Locations

701 Palomar Airport Road Ste 300, Carlsbad, CA 92011-1028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Investment Securities, Inc. Irving TX 11/1989 Present
The Antone Fiancial Group, Inc Carlsbad CA 10/1999 Present
Antone Asset Management, Inc Carlsbad CA 08/2006 Present
  • 11/1989 → Present
    H.D. Vest Investment Securities, Inc.
    Irving, TX
  • 10/1999 → Present
    The Antone Fiancial Group, Inc
    Carlsbad, CA
  • 08/2006 → Present
    Carlsbad, CA
Previous Registrations
  • 1997-02-10 → 2007-01-05
    Avantax Advisory Services
    Vista, CA
Other Businesses

GARY ANTONE INSURANCE SERVICES - OWNER INVESTMENT RELATED-701 PALOMAR AIRPORT RD #300 CARLSBAD CA 92011. SALE OF LIFE INSURANCE AND ANNUITIES. START OF BUSINESS 06/1988. 10-15 HOURS OF MONTH SPEND ON INSURANCE SERVICES. DUTIES INCLUDE SERVICING POLICIES AND RUNNING ILLUSTRATIONS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-16
  • S63 Uniform Securities Agent State Law Examination
    1998-07-16
Other Names
  • Gary Nicholas Antone
  • Gary N Antone

View on SEC IAPD

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