Gary Nicholas Antone

Current Employers

Antone Asset Management, Inc

701 Palomar Airport Road Ste 300, Carlsbad, CA 92011-1028 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-17
TX	RA	APPROVED_RES	2018-03-14

CA RA
APPROVED

Since 2025-11-17
TX RA
APPROVED_RES

Since 2018-03-14

Branch Locations

701 Palomar Airport Road Ste 300, Carlsbad, CA 92011-1028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H.D. Vest Investment Securities, Inc.	Irving	TX	11/1989	Present
The Antone Fiancial Group, Inc	Carlsbad	CA	10/1999	Present
Antone Asset Management, Inc	Carlsbad	CA	08/2006	Present

11/1989 → Present

H.D. Vest Investment Securities, Inc.

Irving, TX
10/1999 → Present

The Antone Fiancial Group, Inc

Carlsbad, CA
08/2006 → Present

Antone Asset Management, Inc

Carlsbad, CA

Previous Registrations

1997-02-10 → 2007-01-05

Avantax Advisory Services

Vista, CA

Other Businesses

GARY ANTONE INSURANCE SERVICES - OWNER INVESTMENT RELATED-701 PALOMAR AIRPORT RD #300 CARLSBAD CA 92011. SALE OF LIFE INSURANCE AND ANNUITIES. START OF BUSINESS 06/1988. 10-15 HOURS OF MONTH SPEND ON INSURANCE SERVICES. DUTIES INCLUDE SERVICING POLICIES AND RUNNING ILLUSTRATIONS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-07-16

S63 Uniform Securities Agent State Law Examination

1998-07-16

Other Names

Gary Nicholas Antone
Gary N Antone

View on SEC IAPD

Current Employers

Antone Asset Management, Inc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews