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Jeffrey Scott Pierce

Ubs Financial Services Inc.

Rochester, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2009-02-23
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2009-02-23

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rochester NY 02/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-02-24
    Morgan Stanley & Co. Llc
    Rochester, NY
  • 2002-12-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rochester, NY
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-15
S63 Uniform Securities Agent State Law Examination 1988-09-09
  • S65 Uniform Investment Adviser Law Examination
    1996-02-15
  • S63 Uniform Securities Agent State Law Examination
    1988-09-09
Other Names
  • Jeffrey S. Pierce
  • Jeffrey S. Scott Pierce

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
MARINER · Rochester, NY
UBS FINANCIAL SERVICES INC. · Rochester, NY

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