Harald Arthur Gundersen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → Present
  Bank Of America, N.A.
  Boston, MA

Other Businesses

I*: 2181284 Entity Type: For Profit Name of OBA: HAG Enterprises LLC Address: Cohasset, MA 02025 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/01/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: This entity's intended purpose is to hold real estate that I will acquire, primarily a second/vacation home along with other associated activities. I will be the LLC owner and responsible for managing any rental income and expenses the may (or may not) be incurred.

Exams

• S66 Uniform Combined State Law Examination
  2016-06-20
• S63 Uniform Securities Agent State Law Examination
  1988-11-16

Other Names

• Gundersen