Jason Brent Steichen

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01
WI	RA	APPROVED	2009-06-01

CA RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01
WI RA
APPROVED

Since 2009-06-01

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Wauwatosa	WI	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Wauwatosa, WI

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Wauwatosa, WI
2004-01-06 → 2007-04-02

Morgan Stanley Dw Inc.

Wauwatosa, WI

Wauwatosa, WI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-10-06
S65	Uniform Investment Adviser Law Examination	2000-09-06

S63 Uniform Securities Agent State Law Examination

2000-10-06
S65 Uniform Investment Adviser Law Examination

2000-09-06

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews