Tracey Lynne Knos

Current Employers

Employment History

• 07/2007 → 01/2024
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 08/2010 → 04/2024
  Nora James Photography
  Queen Creek, AZ
• 03/2017 → 04/2024
  Rodan And Fields
  Gilbert, AZ
• 04/2024 → Present
  Principal Life Insurance Company
  Queen Creek, AZ
• 04/2024 → Present
  Principal Securities, Inc.
  Des Moines, IA

Previous Registrations

• 2022-02-09 → 2024-01-10
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Richfield, OH
• 2007-08-08 → 2021-12-31
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2006-11-13 → 2007-06-06
  Chase Investment Services Corp.
  Sun Lakes, AZ
• 2002-02-06 → 2002-12-17
  Charles Schwab & Co., Inc.
  Phoenix, AZ

Other Businesses

NORA JAMES PHOTOGRAPHY POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2010 ADDRESS: 21874 E VIA DE ARBOLES, QUEEN CREEK AZ 85142, United States DESCRIPTION: Owner of a small photography business. No solicitation, referral-based.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-06
• S63 Uniform Securities Agent State Law Examination
  1995-02-21

Other Names

• Tracey Lynne Nielsen
• Tracey Waugh
• Tracey Lynne Waugh