Tennyson Calvin Shifley

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → Present
  Christ Lutheran Church
  Charlotte, NC
• 01/2009 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2009 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2004-09-28 → 2008-12-31
  Cincinnati Analysts, Inc.
  Waxhaw, NC
• 2001-12-31 → 2004-09-27
  Osaic Fa, Inc.
  Waxhaw, NC

Other Businesses

1) MUSIC MINISTRY ASSISTANT/ASSOCIATE PASTOR CHRIST LUTHERAN CHURCH 4519 PROVIDENCE RD CHARLOTTE,NC 28226 NOT INV RELATED ASST MUSIC MINISTRY STARTED 8/2000 - 40 HR/WK - 17 HR/TRADING. 2) TENNYSON C. SHIFLEY, CLU, CHFC, CAP/SHIFLEY AND ASSOCIATES, 801 Staghorn Lane, Waxhaw NC 28173, 08/14/1987, Owner, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO, 20 HR/MO TRADING. 3) CONSULTANT, 801 STAGHORN LANE, WAXHAW, NC 28173; ; START DATE: 2/25/10; 5 HR/MO, 5 HR DURING SECURITIES TRADING HRS; NIR -CONSULTING WITH ATTORNEYS ON THEIR CASES THAT MAY INVOLVE FINANCIAL PLANNING SERVICES, INSURANCE PRODUCTS OR SALES OF THEM, INVESTMENT PRODUCTS OR SALES OF THEM, OR ETHICAL AND BUSINESS PRACTICES OF OTHER FINANCIAL ADVISORS OR INSURANCE AGENTS. 4) DEPARTMENT OF LUTHERAN STUDIES AT GORDON-CONWELL THEOLOGICAL SEMINARY, 14542 CHOATE CIR, CHARLOTTE, NC, 10/2018 AS BOARD MEMBER. NIR - 20/YR - 12/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6) THE REV. TENNYSON C. SHIFLEY, 801 Staghorn Lane, Waxhaw NC 28173, 06/2025, Supply Pastor/Musician for churches in North Carolina and South Carolina, church musician and an ordained Lutheran pastor, NIR, 10 HR/MO, 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-28
• S63 Uniform Securities Agent State Law Examination
  1991-03-14

Designations

• Chartered Financial Consultant

Other Names

• Tennyson Calvin Shifley
• Tenny Shifley