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Kevin Mark Kerrigan

Charles Schwab & Co., Inc.

Kildeer, IL

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1999-11-01
  • IL RA
    APPROVED
    Since 1999-11-01

Branch Locations

Kildeer, IL • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 09/1995 Present
Charles Schwab Bank Northbrook IL 02/2005 06/2018
Previous Registrations
  • 2021-07-27 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1995-05-23
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1995-05-23

View on SEC IAPD

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