Raymond Eng

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16

NY RA
APPROVED

Since 2021-04-16

Branch Locations

Brooklyn, NY • United States

455 W 23Rd St Ste 1F, New York, NY 10011-2156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	New York	NY	09/2005	03/2020
Ameriprise Financial Services, Llc	New York	NY	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

New York, NY
03/2020 → Present

Ameriprise Financial Services, Llc

New York, NY

Other Businesses

Real Estate Ownership; Condominium; 35-20 147 Street APT 9F, , Flushing, NY, 11354; Investment-Related; 01/01/1989. Business Ownership; RXENG, LLC; Owner; Created LLC for current financial planning practice and merging with other financial planning practices to be known as Chelsea Highline Financial Advisors (CHFA). Other advisors in CHFA in the practice include David Volkman and Jennifer Filocomo.; 455 W 23 Street Suite 1F, , New York, NY, 10011; Investment-Related; 09/01/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-09-30

S63 Uniform Securities Agent State Law Examination

1988-09-30

Designations

Certified Financial Planner

View on SEC IAPD