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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-02-16 |
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2021-04-07 |
| PA | RA | APPROVED | 2018-02-14 |
Branch Locations
525 University Ave, Rochester, NY 14607 • United States
Scottsdale, AZ • United States
Honeoye Falls, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 09/2007 | 02/2018 |
| Lpl Financial, Llc | Rochester | NY | 02/2018 | Present |
1. 02/14/2018 - 525 UA LLC - Not Investment Related - 525 UNIVERSITY AVE, ROCHESTER, NY 14607 - Real Estate Rental - owner - 20 Hours Per Month. 2. 02/14/2018 - RESEARCH FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/1/1994. 3. 02/14/2018 - SHURTLEFF PROPERTIES - Not Investment Related - ROCHESTER NY - Real Estate Rental - President - Start Date 12/15/2012. 4. 6/18/2021 - GREENBACK INC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/01/2018 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-25 |
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