Richard Glenn Shaw

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → 01/2025
  Lincoln Financial Advisors Corporation
  Phoenix, AZ
• 01/2025 → Present
  Osaic Wealth, Inc.
  Irvine, CA

Previous Registrations

• 1999-09-01 → 2025-01-24
  Osaic Fa, Inc.
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Tempe, AZ
  Irvine, CA

Other Businesses

1)RICHARD G. SHAW, 10459 E BALANCING ROCK ROAD SCOTTSDALE AZ 85262 CATEGORY: INSURANCE. INVESTMENT-RELATED: YES TITLE: INSURANCE AGENT. DUTIES: SALE OF FIXED LIFE, HEALTH, ACCIDENT, AND DISABILITY INSURANCE, FIXED AND INDEXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, PREMIUM FINANCING ARRANGEMENTS, AND LIFE SETTLEMENTS. START DATE: 3/1/88. HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5. 2)RICK SHAW, 10459 E BALANCING ROCK ROAD SCOTTSDALE AZ 85262 . CATEGORY: LIFE SETTLEMENTS. INVESTMENT-RELATED: YES TITLE: AGENT. DUTIES: OFFERING FIXED LIFE SETTLEMENTS. START DATE: 06/01/11 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 1. 3) DDRS LLC POSITION: Manager NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2023 ADDRESS: 4438 e barwick drive, cave creek AZ 85331, United States DESCRIPTION: manage finances

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-25
• S63 Uniform Securities Agent State Law Examination
  1988-11-09

Other Names

• Rick Glenn Shaw