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Terri Lynn Osness

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

Gilbert, AZ

CRD 1869837

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-24
AZ RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2020-09-24
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tempe AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Tempe AZ 11/2016 Present
Previous Registrations
  • 2009-10-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Scottsdale, AZ
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-20
S65 Uniform Investment Adviser Law Examination 1995-05-15
S63 Uniform Securities Agent State Law Examination 1991-12-09
  • S66 Uniform Combined State Law Examination
    2009-10-20
  • S65 Uniform Investment Adviser Law Examination
    1995-05-15
  • S63 Uniform Securities Agent State Law Examination
    1991-12-09
Designations
  • Certified Financial Planner
Other Names
  • Terri Lynn Horn

View on SEC IAPD

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