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8586 Potter Park Drive, Sarasota, FL 34238 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-05 |
Branch Locations
8586 Potter Park Drive, Sarasota, FL 34238 • United States
420 Lexington Avenue Suite 1402, New York, NY 10170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockfleet Financial Services, Inc. | New York | NY | 03/2009 | Present |
SWICOR NYC LLC, 420 S. RIVERSIDE AVE #241, CROTON-ON-HUDSON, NY 10512. BUSINESS SERVICES. MEMBER. 3/31/03. 1-2 HRS/MONTH NOT DURING TRADING HOURS. GENERAL MANAGEMENT AUTHENTIFACT, INC. 420 S. RIVERSIDE AVE #241, CROTON-ON-HUDSON, NY 10512. ONLINE MARKETPLACE. PRESIDENT. 1/1/16. 20 HRS/MONTH NOT DURING TRADING HOURS. GENERAL MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-01 |
| S66 | Uniform Combined State Law Examination | 2019-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-29 |
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