Ernest D Poulos

Employer firm

Poulos, Ernest, D. CRD 142598

$5.16M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Poulos, Ernest, D.

Akron, OH • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2007-01-26

OH RA
APPROVED

Since 2007-01-26

Branch Locations

Akron, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ernest D. Poulos	Akron	OH	11/2006	Present

11/2006 → Present

Ernest D. Poulos

Akron, OH

Previous Registrations

2001-09-19 → 2007-01-12

Ameriprise Financial Services, Llc

Tallmadge, OH

Tallmadge, OH

Other Businesses

1.Other Business Name: Ernest D. Poulos LLC 2.Investment Related? No 3.Address of Other Business: 2385 Covington Road, #303, Akron, OH 44313 4.Nature of Other Business: Personal services company for tax purposes 5.Position/Title/Relationship with Other Business: Owner/Managing Member 6.Start Date: 06/2016 7.Hours Per Month: 2-3 8.Market Hours Per Month: 0 9.Duties Related to Other Business:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-31

S66 Uniform Combined State Law Examination

2001-05-31

View on SEC IAPD