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David Michael O'COnnor

Edward Jones

Madison, CT

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
CT RA APPROVED 2007-01-26
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • CT RA
    APPROVED
    Since 2007-01-26

Branch Locations

837 Boston Post Rd Suite 11, Madison, CT 06443 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2002 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-19
S63 Uniform Securities Agent State Law Examination 1989-02-06
  • S66 Uniform Combined State Law Examination
    2007-01-19
  • S63 Uniform Securities Agent State Law Examination
    1989-02-06
Other Names
  • David M Oconnor
  • David Michael Oconnor

View on SEC IAPD

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ACADIAN VENTURES MANAGEMENT, LLC · MADISON, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
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