Eric Preston Fenton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 10/2017
  Sii Investments, Inc.
  Portland, OR
• 11/2003 → Present
  Fenton Wangler Financial
  Portland, OR
• 10/2017 → Present
  Securities America, Inc.
  Vancouver, WA
• 10/2017 → Present
  Securities America Advisors
  Vancouver, WA
• 11/2022 → Present
  Lpl Financial Llc
  Vancouver, WA

Previous Registrations

• 2017-10-17 → 2022-11-29
  Securities America Advisors, Inc.
  Vancouver, WA
• 2003-11-11 → 2017-10-18
  Sii Investments, Inc.
  Vancouver, WA
  Tigard, OR
• 2002-04-23 → 2002-12-31
  Carillon Investments, Inc.
  Protland, OR

Other Businesses

1) 11/16/2022 - Northwind Enterprises LLC - Real Estate Rental - Co-owner - Investment related - 415 SE 117th Ave. Vancouver, WA 98683 - Start date: 01/11/2011. 2) 11/16/2022 - Fenton Wangler Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 11/16/2022 - Eric P. Fenton, Inc. - Owner - PO Box 1540, Ridgefield, WA 98642 - Non Investment related - Start date: 01/11/2011.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1989-07-26

Other Names

• Eric Preston Fenton
• Eric P Fenton