Joseph R Gazall

Current Employers

Employment History

• 05/2004 → Present
  Lpl Financial Llc
  East Lansing, MI
• 05/2015 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Other Businesses

1. 10/1/2008 - NON-VARIABLE INSURANCE - SALE OF NON-VARIABLE PRODUCTS - TIME SPENT 20% - EAST LANSING, MI. 2. 02/09/2011 - Michigan Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 10/06/2014 - Joseph R Gazall - INV REL - 1044 Abbot Rd East Lansing MI 48823 - Business Entity For Tax/Investment Purposes Only - START 01/01/2013 - NO TIME SPENT - none - used for paying expenses and tax reporting. 4. 11/04/2014 - Gazall Investment & Wealth Management - INV REL - 1400 Abbot Road, Suite 300, East Lansing, MI 48823 - DBA for LPL Business (entity for LPL business) - START 11/15/2014 - NO TIME SPENT - nvestment advisor representative with LPL Financial 5. 08/12/2015 - Private Advisor Group, LLC - INV TEL - 1400 Abbot Rd Ste 300 East Lansing MI 48823 - Registered Investment Advisor DBA - START 05/15/2015 - 160 HOURS PER MONTH, 125 DURING TRADING - I provide the following advisory services:Financial planning services. Portfolio Management for individuals and/or small businesses, Financial planning services. 6. 08/12/2015 - Private Advisor Group - INV REL - 1400 Abbot Rd Ste 300 East Lansing MI 48823 - Registered Investment Advisor Hybrid - START 06/01/2015 - 160 HOURS PER MONTH, 160 DURING TRADING - providing financial plans at no cost using a fixed fee percentage basis to manage assets. IAR is securities registered with LPL. 7. 09/11/2015 - Michigan Financial Partners LLC - INV REL - 2260 E Saginaw East Lansing MI 48823 - Real Estate Rental - START 12/31/2015 - 1 HOUR PER MONTH, 0 DURING TRADING - Bought a building as a member of an LLC where the members are all LPL Financial Reps and all intend to operate our practices in the building once we take occupancy. 8. 10/06/2015 - Bio-Care Inc - INV REL - 1778 Holloway Dr Holt MI 48842 - business owner - START 03/01/05 - 2 HOURS PER MONTH, 0 DURING TRADING - Owner and board seat. For profit private testing company specializing in on-site occupational medical surveillance testing through out Michigan and Ohio 9. 12/11/2015 * Holloway Heights Investmetns LLC * Real Estate Rental * NOT INV REL * 1778 Holloway Drive Holt MI 48864 * START 11/07/2015 * 1 HR/MO DURING SEC TRDG HRS. 10. 07/13/2022 - Private Advisor Group - DBA: Gazall Wealth and Investment Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 5/15/2015 - 160 Hours Per Month/125 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 08/03/2022 -GIWM LLC- Not Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Start Date- 07/01/2022- 1 Hours Per Month/ 1 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2001-02-09
• S63 Uniform Securities Agent State Law Examination
  1989-01-10

Other Names

• Joe Gazall