Best Investors Account Sign in

Robert Keith Echales

Cetera Investment Advisers LLC

Wilmette, IL

Northbrook, IL

CRD 1868684

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-07-02
  • IL RA
    APPROVED
    Since 2004-07-02

Branch Locations

Wilmette, IL • United States

1033 Skokie Boulevard Suite 650, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers Llc Schaumburg IL 06/2004 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Echales, Benjamin & Simkin, Llp Skokie IL 10/2007 12/2021
The Hechtman Group Skokie IL 06/2021 10/2024
  • 06/2004 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2007 → 12/2021
    Echales, Benjamin & Simkin, Llp
    Skokie, IL
  • 06/2021 → 10/2024
    The Hechtman Group
    Skokie, IL
Previous Registrations
  • 2000-09-25 → 2004-07-02
    Genworth Financial Planning Corporation
    Skokie, IL
Other Businesses

1) EBS WEALTH MANAGEMENT SERVICES, DBA NAME FOR INVESTMENT PRACTICE- INV RELATED:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-08
S63 Uniform Securities Agent State Law Examination 1991-11-06
  • S65 Uniform Investment Adviser Law Examination
    2000-09-08
  • S63 Uniform Securities Agent State Law Examination
    1991-11-06
Designations
  • Personal Financial Specialist
Other Names
  • Bob Echales

View on SEC IAPD

More in Wilmette, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor