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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2009-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Rochester | NY | 02/2009 | Present |
1)OLYMPIC DEVELOPMENT SOCCER PROGRAM. NEW YORK STATE WEST P.O. BOX 1247, RIVERSIDE DRIVE, CORNING, NY 14830. NOT INVESTEMENT RELATED. DEVELOPMENTAL SOCCER PROGRAM FOR PREMIER PLAYERS. HEAD COACH. 10/2005. 10 HOURS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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