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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-25 |
| NY | RA | APPROVED | 2024-03-05 |
| TX | RA | APPROVED_RES | 2024-03-04 |
Branch Locations
Siesta Key, FL • United States
4370 S Taylor Rd Ste 100, Orchard Park, NY 14127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Buffalo | NY | 01/2003 | 06/2021 |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | 03/2024 |
| Wells Fargo Clearing Services, Llc | Buffalo | NY | 03/2024 | Present |
TRUST FOR FAMILY MEMBER; INV RELATED; CLEARWATER, FL; SUCCESSOR TRUSTEE; START DATE 07/09/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS | CHALLBY, LLC ; INV RELATED; SIESTA KEY,FL; VACATION PROP;50% OWNERSHIP; START DATE: 09/04/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; ESTATE OF ELEANOR R BALLING ; INV RELATED; HAMBURG, NY; EXECUTOR OF AUNT'S ESTATE; EXECUTOR; START DATE: 09/08/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| NOTARY; NOT INV RELATED; BUFFALO, NY; NYS NOTARY PUBLIC; NOTARY; START DATE: 03/04/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-04-05 |
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