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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-22
TX RA APPROVED_RES 2024-04-19
  • FL RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED_RES
    Since 2024-04-19

Branch Locations

3507 Kyoto Gardens Dr Florida Pwm Palm Beach, Palm Beach Gardens, FL 33410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 10/2010 01/2020
J.P. Morgan Securities Llc Palm Beach Gardens FL 10/2008 01/2020
Smartfoods Vending, Llc Jupiter FL 04/2017 Present
Forbesbooks Charleston SC 04/2018 Present
Town Sports Group (Tsg) Franklin MA 09/2002 Present
Sakim Llc Jupiter FL 09/2014 Present
First Republic Securities Company, Llc Jupiter FL 01/2020 10/2023
First Republic Investment Management, Inc Jupiter FL 01/2020 04/2024
J.P. Morgan Securities Llc Jupiter FL 09/2023 04/2024
Jp Morgan Chase Bank, N.A. Jupiter FL 10/2023 04/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach FL 04/2024 Present
Pure Hockey Worcester MA 06/2002 Present
Bank Of America, N.A. Palm Beach Gardens FL 07/2024 Present
  • 10/2010 → 01/2020
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
  • 10/2008 → 01/2020
    Palm Beach Gardens, FL
  • 04/2017 → Present
    Smartfoods Vending, Llc
    Jupiter, FL
  • 04/2018 → Present
    Forbesbooks
    Charleston, SC
  • 09/2002 → Present
    Town Sports Group (Tsg)
    Franklin, MA
  • 09/2014 → Present
    Sakim Llc
    Jupiter, FL
  • 01/2020 → 10/2023
    First Republic Securities Company, Llc
    Jupiter, FL
  • 01/2020 → 04/2024
    First Republic Investment Management, Inc
    Jupiter, FL
  • 09/2023 → 04/2024
    Jupiter, FL
  • 10/2023 → 04/2024
    Jp Morgan Chase Bank, N.A.
    Jupiter, FL
  • 04/2024 → Present
    Palm Beach, FL
  • 06/2002 → Present
    Pure Hockey
    Worcester, MA
  • 07/2024 → Present
    Bank Of America, N.A.
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

I*1824288,NotPrft,:JupiterMedicalCenterFoundation,Address:Jupiter,FL,InvstRltd:No,Role:BoardMemberInvestmentCommitteeChrmn,Start:2018,NoHours:5hrs/Mo,NoHrsduringtSAKIMLLCInvestrltd_YesAddr_Jupiter,FLRole_BeneficialOwner_rading:0,Duties:serveontheboardandchairinvestcommittee.I*1856305,Prft,:TSGEnterprises,Address:Holliston,MA,InvestRelated:No,Role:Owner,Start:02/06/02,NoHrs:10hrs/Mo,NoHrsduringtrading:0,Duties:ThisisaholdingcompanythatownsPureHockey.I*1824272,Prft,:BrexaBabesLLC,Address:Jupiter,FL,InvestRelated:No,Role:GeneralPartner/ManagingMember,Start:08/15/18,NoHours:0,NoHrsduringtrading:0,Duties:AholdingcompanyforahomeourfamilyownsintheBahamas.I*1824274,Prft,:NexGenSinai,Address:Jupiter,FL,InvestRelated:No,Role:GeneralPartner/ManagingMember,Start:11/19/20,NoHours:1hr/Mo,NoHrsduringtrading:0,Duties:ArealestateholdingcompanyforaspecificpieceofrealestateI*1824278,Prft,:NexGenHancock,Address:Jupiter,FL,InvestRelated:No,Role:GeneralPartner/ManagingMember,Start:09/16/20,NoHours:1hr/Mo,NoHoursduringtrading:0,Duties:toholdrealestateinTallahassee.:NextGenSeabagsLLCInvest.trd:NoPassiveRealEstateInvestmentRole:Mgr.Date:11/15/21#ofhrs./mnth:0#ofhrs./trd:0,:NextGenReunionLLCInvstrltd:Role:Mgr.Date:10/28/21#ofhrs./mnth:0#hrs/trd:0,SakimLLCAddress:Jupiter,FLInvstrltd:NoRole:OwnerStartDate:2/1/2016duties:N/A#hrs./mnth:0#ofhrs//trd:0.I*1824279,Profit,ofOBA:NexGenTidalLLC,Address:Jupiter,FL,33458InveRelated:No,:GnrlPrtnr/MngingMmbrDate:05/25/23NoHours:1hr/Mo,NoHrsduringtrading:0,Duties:Itisarealestateholdingco.I*1824271,Profit,:SakimRealtyHoldingsLLC,Address:Jupiter,FL,InvestRelated:N,:GeneralPartner/ManagingMember,StartDate:11/17/2022,NoHrs:1hr/mo,NoHrsduringtrading:0,Duties:Arealestateholdingco.forpersonalrealestateinvestI*1832275Profit:VelocityTeamSales,IncAddr:Needham,MAInvestRelated::OwnerStartDate:07/16/13NoHrs:0MthlyHrsduringtrading:0Duties:thisentitywasformedforthepurposeofoperatingtheTeamSalesDivisionofTSGEnterprises(PureHockey).I*1855307Profit:GrandPointeHoldings,LLCAddr:Needham,MAInvestRelated::OwnerStartDate:12/15/15NoHrs:0MoNoHrsduringtrading:0Duties:ThisentitywasformedforthepurchofmakingsubordinatedloanstoTSGEnterprises.I*1824287Profit:SakimInvestmentsLLCAddress:Jupiter,FLInvestRelated:no:GeneralPartner/ManagingMemberStartDate:02/01/16NoHrs:0MonthNoHrsduringtrading:0Duties:itisaholdingco.thatownsafractionalinterestinaLattitudeaircraftI*182490,PlaceofHope,Invrelated:no,2023,4hrsmthly,hrsduringtrading:0.Duties:PlaceofHopeisachI*1832274,profit,:5EKatellaLLC,Address:Needham,MA,02492,InvestmentRelated:NO,Role:OWNER,StartDate:11/15/18,NoHrs:0MTHLY,Hrsduringtrading0:Duties:FormedforthesolepurchaseofacquiringapropertyinAnaheI*1855310ForProfit,:PureHockeyLLCAddress:Holliston,MA,01746InvestRelated:No0:OwnerEmployeeStartDate:06/17/2009NoHrs:5MonthNoHrsduringtrading:0Duties:IamanownerinthisentityI*1832273Profit,:EdgewaterDrivePartnersLLCAddress:Needham,Massachusetts02492InvestRelated:NoRole:OwnerStart:8/20/2015Hrs:0hrsduringtrading:0Duties:thisLLCwasformedforthepurposeofmakingsubordinatedloans.I*2018295,NextgenVPRLLC,FL,9/25/24,GP,0hr,1hr,realestateholdingI*2496360,ForProfit,:NextGenAPPLLC,PORTSTLUCIE,Fl,34952,InvestRelated:N,:GeneralPartner/ManagingMember,StateDate:6/15/2025,Hrs:1Mo,HrsduringTrading:0Mo,Duties:LLCtoholdaninvestmentpropinSCI*2776262ForprofitNameCovenantSportsGroup,LLC,Jupiter,Fl,34952,InvesN,ConsultantStateDate:9/1/25Hrs:1Mtly,HrsduringTrading:0Mo,Duties:Passiveownerofmyson'sbusI*2817281EntityType:EntityForProfitNameofOBA:AuthorAddress:Florida,33333InvestmentRelated:YesPosition,Title,Association:OtherEmployeeStartDate:01/01/2019NumberofHours:0,YearlyNumberofHoursduringtrading:0,YearlyDuties:In2019IhadabooktitledStructuralAlphapublished.Nonecurrently I*4772332 Type: For Profit Name: Nextgen Toscana LLC Address: Jupiter, FL, 33477 Investment: No Association: Gen Partner/MNG Member Start Date: 7/1/26 Hours: 1, Monthly Hours during trading: 0, Monthly Duties: holds a lodging club membership at Discovery Land's Tenuta

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-07
S63 Uniform Securities Agent State Law Examination 1989-03-02
  • S65 Uniform Investment Adviser Law Examination
    1997-02-07
  • S63 Uniform Securities Agent State Law Examination
    1989-03-02
Other Names
  • Salvatore A Tiano
  • Salvatore Tiano

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