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Gerard Anthony Rocchi

Eagle Strategies LLC

Sunrise, FL

Venice, FL

CRD 1867122

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-02
  • NY RA
    APPROVED
    Since 2026-06-02

Branch Locations

1300 Concord Terrace 5Th Floor, Sunrise, FL 33323 • United States

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc New York NY 08/1999 Present
Eagle Strategies Llc New York NY 08/1999 Present
New York Life Insurance Company New York NY 08/1999 Present
Nylife Distributors Jersey City NJ 07/2023 Present
Eagle Strategies Llc New York NY 08/2024 Present
  • 08/1999 → Present
    Nylife Securities Llc
    New York, NY
  • 08/1999 → Present
    New York, NY
  • 08/1999 → Present
    New York Life Insurance Company
    New York, NY
  • 07/2023 → Present
    Nylife Distributors
    Jersey City, NJ
  • 08/2024 → Present
    New York, NY
Previous Registrations
Other Businesses

[Twenty-Six Claiming, Inc.; This is a business where the partnership will buy several horses to race over the next couple of years.; 21 Tamarack Street, Ballston Lake NY 12019; Start Date 04/2026; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-29
S63 Uniform Securities Agent State Law Examination 1988-11-14
  • S65 Uniform Investment Adviser Law Examination
    2024-08-29
  • S63 Uniform Securities Agent State Law Examination
    1988-11-14

View on SEC IAPD

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