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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-20
NJ RA APPROVED 2018-03-26
  • TX RA
    APPROVED_RES
    Since 2024-08-20
  • NJ RA
    APPROVED
    Since 2018-03-26

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Medford Lakes, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sorrento Pacific Financial, Llc San Diego CA 08/2016 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 02/2018 Present
Ross Printing And Promotion Medford NJ 12/2016 02/2018
Previous Registrations
  • 2016-08-17 → 2016-12-27
    Sorrento Pacific Financial, Llc
    San Diego, CA
    Vineland, NJ
  • 2011-07-19 → 2016-04-12
    Narberth, PA
    Gladwyne, PA
    Haddonfield, NJ
    Cherry Hill, NJ
    Voorhees, NJ
    Wilmington, DE
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
  • 2002-06-06 → 2011-02-15
    Philadelphia, PA
    Moorestown, NJ
    Marlton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-05
S63 Uniform Securities Agent State Law Examination 1989-03-07
  • S66 Uniform Combined State Law Examination
    2002-06-05
  • S63 Uniform Securities Agent State Law Examination
    1989-03-07
Other Names
  • Mark Joseph Minnium
  • Mark Minnium

View on SEC IAPD

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