S Randall Pavlatos

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1988 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2006 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2025 → Present
  S.RAndall Pavlatos Accounting & Financial Services, Inc,
  Mt Prospect, IL

Other Businesses

1) NAME OF OTHER BUSINESS: S.RANDALL PAVLATOS ACCOUNTING & FINANCIAL SERVICES, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL AND ACCOUNTING SERVICES, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 35, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND ACCOUNTING SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-17
• S63 Uniform Securities Agent State Law Examination
  1991-07-02