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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2006-10-23
  • AZ RA
    APPROVED
    Since 2006-10-23

Branch Locations

809 W Riordan Suite #104, Flagstaff, AZ 86001 • United States

3130 Stillwater Drive Suite A, Prescott, AZ 86305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management, Inc Prescott AZ 09/2006 Present
Doug Rader Cpa Pllc Prescott AZ 10/2011 Present
Previous Registrations
  • 2002-08-21 → 2005-10-31
    Sentra Securities Corporation
    Prescott, AZ
Other Businesses

1) DBA:DOUG RADER CPA PLLC-CPA FIRM LOCATED AT BRANCH LOCATION. 2) RENTAL REAL ESTATE-MARS HOLDINGS LLC & LEGACY CHARTER LLC. 3) MANAGING MEMBER:CORONADO CAPITAL. 4) YAVAPAI SILENT WITNESS-TREASURER. 5) PACIFICO PROPERTIES-OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-15
S63 Uniform Securities Agent State Law Examination 1988-10-25
  • S65 Uniform Investment Adviser Law Examination
    2002-07-15
  • S63 Uniform Securities Agent State Law Examination
    1988-10-25
Designations

View on SEC IAPD

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