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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1711 N Shadeland Avenue Suite B, Indianapolis, IN 46219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Indianapolis | IN | 07/1988 | 11/2024 |
| Prudential Insurance Company Of America | Indianapolis | IN | 10/1988 | Present |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | Present |
1) 10/31/2024- Wirey Insurance & Financial Services- DBA for LPL Business (entity for LPL business)- Health and Medicare Sales and Service- INV Related- At Indianapolis, IN- Start date 08/03/2005- 4 HRS MTH- 4 HRS During Trading 2) 10/31/2024- Wirey Financial Services- DBA for LPL Business (entity for LPL business)- Sale/Service Medicare supplements and Advantage/PDP products- INV Related- At Indianapolis, IN- Start date 08/03/2005- 4 HRS MTH- 4 HRS During Trading 3) 10/03/2024-Church of the Lakes- Non-Profit Board Member-Help and assist Pastor- Not INV Related- At Indianapolis, IN- Start date 05/01/2024- 5 HRS MTH- 1 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-01 |
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