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Robert Gerard Devita

Ausdal Financial Partners, Inc.

Downers Grove, IL

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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-07-01
  • IL RA
    APPROVED
    Since 2010-07-01

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc. Davenport IA 07/2010 Present
Previous Registrations
  • 2006-03-02 → 2010-07-09
    Equitable Advisors, Llc
    Oak Brook, IL
  • 2004-06-23 → 2006-03-10
    Ameriprise Advisor Services, Inc.
    Oakbrook Terrace, IL
    Naperville, IL
  • 2004-05-18 → 2004-06-02
    Morgan Stanley Dw Inc.
    Chicago, IL
  • 2003-07-03 → 2004-05-05
    Ameriprise Advisor Services, Inc.
    St Charles, IL
Other Businesses

OUTSIDE INSURANCE BROKERAGE. FIXED ANNUITIES AND FIXED LIFE INSURANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-09
S63 Uniform Securities Agent State Law Examination 1989-01-06
  • S65 Uniform Investment Adviser Law Examination
    2001-10-09
  • S63 Uniform Securities Agent State Law Examination
    1989-01-06
Other Names
  • Robert Gerard Devita

View on SEC IAPD

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