Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-05-15 |
| NC | RA | APPROVED | 2024-05-10 |
| TX | RA | APPROVED | 2024-05-10 |
Branch Locations
Burnsville, NC • United States
1441 Main Street Suite 806, Columbia, SC 29201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Columbia | SC | 09/2012 | 05/2024 |
| Raymond James Financial Services, Inc. | Columbia | SC | 05/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Columbia | SC | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-14 |
Reach out to this advisor