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Timothy Allen Schlindwein

Schlindwein Associates LLC

Chicago, IL

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Current Employers
Schlindwein Associates Llc

1717 Main Street Suite 3975, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-11-29
IL RA APPROVED 1998-08-25
  • TX RA
    APPROVED
    Since 2011-11-29
  • IL RA
    APPROVED
    Since 1998-08-25

Branch Locations

20 North Wacker Dr., Suite 1820, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schlindwein Associates, Llc Chicago IL 06/1995 Present
Previous Registrations
  • 2006-09-26 → 2008-04-21
    Raa Wealth Management, Llc
    Dallas, TX
  • 2002-07-16 → 2006-10-02
    Retirement Advisors Of America
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-19
  • S65 Uniform Investment Adviser Law Examination
    1995-07-19
Designations
Other Names
  • Tim Schlindwein

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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