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Alan Richard Nocito

Mc Financial Services, Inc.

Louisville, KY

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Current Employers
Mc Financial Services, Inc.

Louisville, KY • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APP_PEND_IARCE 2026-01-01
IN RA APPROVED 2021-05-26
TX RA APPROVED 2019-10-25
  • KY RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IN RA
    APPROVED
    Since 2021-05-26
  • TX RA
    APPROVED
    Since 2019-10-25

Branch Locations

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intersecurities, Inc Louisville KY 03/2001 Present
Mc Financial Services, Inc. Louisville KY 01/2002 Present
Other Businesses

Since January 1 2014, Alan Nocito (operating as MC Financial Services Inc.) provides the non-investment related activity of tax preparation and filing for individuals and small businesses. Alan Nocito is President and owner of MC Financial Services, Inc. The business is located at 9117 Felsmere Circle Louisville KY 40241. During the tax season (February 1 through April 15) Alan Nocito devotes a minimal number of hours to this service, approximately 2 hours per week during non-securities trading hours. Alan Nocito is licensed to sell life insurance (since 05/16/2008), and his company MC Financial Services, Inc. is a licensed life and health insurance agency (since 08/29/2012). This is a non-investment related activity. Alan Nocito is President and owner of MC Financial Services, Inc. The business is located at 9117 Felsmere Circle Louisville KY 40241. Alan Nocito devotes less than one hour per week to this activity, usually during non-securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-13
  • S63 Uniform Securities Agent State Law Examination
    2001-07-13
Designations

View on SEC IAPD

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