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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-19 |
Branch Locations
1837 Victory Boulevard, Staten Island, NY 10314 • United States
1460 Forest Avenue, Staten Island, NY 10302 • United States
2253 North Avenue, Scotch Plains, NJ 07076 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 11/2011 | Present |
| Santander Securities, Llc | Dorchester | MA | 09/2012 | 01/2023 |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-20 |
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