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Diana Lea Dessonville

Bailard, Inc.

Foster City, CA

CRD 1865178

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Employer firm

Bailard, Inc. CRD 110550

$7.56B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

950 Tower Lane Suite 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bailard, Inc Foster City CA 08/1983 Present
Bailard Fund Services, Inc. Foster City CA 06/1988 06/2018
  • 08/1983 → Present
    Bailard, Inc
    Foster City, CA
  • 06/1988 → 06/2018
    Bailard Fund Services, Inc.
    Foster City, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-15
S65 Uniform Investment Adviser Law Examination 1993-11-15
  • S63 Uniform Securities Agent State Law Examination
    1994-03-15
  • S65 Uniform Investment Adviser Law Examination
    1993-11-15
Other Names
  • Diana Lea Dessonville
  • Diana Lea Dessonville
  • Diana Lea Mudge

View on SEC IAPD

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CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC

Nearby Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

More in Foster City, CA

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