Inactive

Diana Lea Dessonville

Foster City, CA

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Current Employers

Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-07-08

CA RA
APPROVED

Since 1997-07-08

Branch Locations

950 Tower Lane Suite 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bailard, Inc	Foster City	CA	08/1983	Present
Bailard Fund Services, Inc.	Foster City	CA	06/1988	06/2018

08/1983 → Present

Bailard, Inc

Foster City, CA
06/1988 → 06/2018

Bailard Fund Services, Inc.

Foster City, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-15
S65	Uniform Investment Adviser Law Examination	1993-11-15

S63 Uniform Securities Agent State Law Examination

1994-03-15
S65 Uniform Investment Adviser Law Examination

1993-11-15

Other Names

Diana Lea Dessonville
Diana Lea Dessonville
Diana Lea Mudge

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.

U.S. BANCORP ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

SEMPERVIRENS VENTURES LLC

Other Investors

Ronald Timothy Clement

Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA

U.S. BANCORP ADVISORS, LLC · Foster City, CA

J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA

SUMMITRY, LLC · FOSTER CITY, CA

J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA

WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA

CELESTA · SAN MATEO, CA

More in Foster City, CA

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