Barbara Wilbur Sullins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 08/2019
  Securities America Inc
  Dallas, TX
• 01/2015 → 08/2019
  Securities America Advisors
  Dallas, TX
• 08/2019 → Present
  Lpl Financial, Llc
  Dallas, TX

Previous Registrations

• 2015-01-12 → 2019-08-15
  Securities America Advisors, Inc.
  Dallas, TX
• 2012-03-02 → 2015-01-13
  Integrity Alliance, Llc.
  Urbandale, IA
  Dallas, TX
  Oklahoma City, OK
  Dallas, TX
  Dallas, TX
  Lancaster, TX
• 2010-12-08 → 2012-03-15
  Lpl Financial Llc
  Dallas, TX
  Sacramento, CA
  Dallas, TX
• 2007-01-29 → 2010-12-10
  Fsc Securities Corporation
  Dallas, TX
  Dallas, TX
• 2007-01-01 → 2007-12-31
  King, Mohamed And Associates, Inc.
  Dallas, TX
• 2006-02-24 → 2006-12-31
  King, Mohamed And Associates, Inc.
  Dallas, TX

Other Businesses

1. 01/01/2014 - KMA FINANCIAL/ INSURANCE AGENCY/ INVESTMENT RELATED/ 20%/ DALLAS, TX 2. 08/16/2019 - CONFIDENTVISION FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ DALLAS, TX 3. 3/8/2021 - 4 Points Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/5/2021 - 20 Hours Per Month/20 Hours During Securities Trading 4. 06/02/2023 - Notary for the state of TX - Investment Related - At Reported Business Location(s) - Other-Notary - Start Date 04/01/2010 - 1 Hour Per Month/ During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-04-26
• S63 Uniform Securities Agent State Law Examination
  1998-04-17

Other Names

• Barbara W Sullins