Jason Edward Whitley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 07/2018
  Whitley Energy Capital Partners
  Houston, TX
• 07/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 07/2018 → Present
  Bank Of America, Na
  Houston, TX

Previous Registrations

• 2004-08-19 → 2018-08-24
  Whitley Energy Capital Partners L.P.
  Houston, TX
• 2007-03-14 → 2010-12-31
  Wec Advisors Lp
  Houston, TX

Other Businesses

I*1504295 For profit or not for profit: Entity For Profit Name of outside business organization: Whitley Energy Capital Management LLC Investment related: N Address of business: Houston, Texas, 77005, United States Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member, Start date of relationship: 4/15/2004 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Entity serves as the General Partner to Whitley Energy Capital Partners LP. Whitley Energy Capital Partners was formed an an investment fund. I*1504296 For profit or not for profit: Entity For Profit Name of outside business organization: Whitley Energy Capital Partners LP Investment related: N Address of business: Houston, Texas, 77005, United States Nature of business: Limited Partnership Position, title, association: General Partner/Managing Member, Start date of relationship: 4/15/2004 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Partnership was formed as an investment fund with Whitley Energy Capital Management LLC serving as the General Partner.. I*377462, Entity Type: Entity Charitable, Name of OBA: Center For Hearing and Speech, Address: Houston, Texas 77019, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 02/04/2016, No Hours: 0.67, No Hours during trading: 0.67, Duties: Serve as a Trustee of the Foundation Board which is primarily responsible for overseeing endowment funds for the non-profit. There are nine Trustees and the endowment is managed by a third-party money manager. I*2096299, Entity Type: Fiduciary, Name of OBA: MLPF& S CUST FPO L L W IRA FBO L L W , Address: El Paso, Texas, 79925, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 27-Sep-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-04-10
• S65 Uniform Investment Adviser Law Examination
  2004-06-22

Other Names

• Jason Edward Whitley
• Jason Whitley