Brian Michael Bernatchez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → Present
  Lpl Financial Llc
  Waterville, ME

Other Businesses

(1) 11/15/2002 - GOLDEN POND WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 7/1/2003 - NO BUSINESS NAME - INVESTMENT RELATED - REAL ESTATE RENTAL - COMMERCIAL PROPERTY OWNERSHIP WITH WIFE. (3) 10/13/2022 - RSU18 - Not Investment Related - 33 School Bus Drive, Oakland, Maine 04963 - Outside/W-2 Employment - Start Date: 09/07/2021 - 40 Hours Per Month/1 Hour During Securities Trading - I am the Messalonskee Middle School 8th Grade Girls Soccer Coach.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-04-10

Designations

• Certified Financial Planner