Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-07 |
| ME | RA | APPROVED | 2002-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Waterville | ME | 09/1996 | Present |
(1) 11/15/2002 - GOLDEN POND WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 7/1/2003 - NO BUSINESS NAME - INVESTMENT RELATED - REAL ESTATE RENTAL - COMMERCIAL PROPERTY OWNERSHIP WITH WIFE. (3) 10/13/2022 - RSU18 - Not Investment Related - 33 School Bus Drive, Oakland, Maine 04963 - Outside/W-2 Employment - Start Date: 09/07/2021 - 40 Hours Per Month/1 Hour During Securities Trading - I am the Messalonskee Middle School 8th Grade Girls Soccer Coach.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-10 |
Reach out to this advisor