Douglas Henderson Frye

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → 11/2023
  Brookstone Capital Management
  Wheaton, IL
• 02/2002 → Present
  Spinnaker Financial. Inc.
  Hickory, NC
• 11/2023 → Present
  Hornor, Townsend, & Kent Llc
  Horsham, PA

Previous Registrations

• 2022-01-03 → 2023-11-17
  Brookstone Capital Management Llc
  Hickory, NC
  Wheaton, IL

Other Businesses

1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PS&G FINANCIAL PARTNERS | POSITION HELD: AGENT | ADDRESS: 481 17TH AVE NE, HICKORY, NC 28601 | START DATE: 10/06/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 98 | APPROX TRADING HRS PER MTH: 68 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE OF LIFE PRODUCTS INCLUDING PENN MUTUAL. 2)INSURANCE & INVESTMENTS BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: SPINNAKER FINANCIAL, INC | POSITION HELD: OWNER| ADDRESS: 481 17TH AVE NE, HICKORY, NC 28601 | START DATE: 10/06/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 130 | DESCRIPTION OF DUTIES: INSURANCE & INVESTMENTS SALES AND SERVICE OF LIFE PRODUCTS INCLUDING PENN MUTUAL. 3)PERSONAL FINANCE EDUCATION PLATFORM | INVESTMENT RELATED: NO | DBA NAME: THEMONEYCLASSROOM.COM | POSITION HELD: OWNER/HOST | ADDRESS: 481 17TH AVE NE, HICKORY, NC 28601 | START DATE: 11/02/2023 | NATURE OF ACTIVITY: EDUCATION PLATFORM | APPROX HRS PER MTH: 6 | APPROX TRADING HRS PER MTH: 2 | DESCRIPTION OF DUTIES: GENERATE SOCIAL MEDIA CONTENT. 4)LEGACY LOCK | INVESTMENT RELATED: NO | DBA NAME: N/A | POSITION HELD: AGENT | ADDRESS: 481 17TH AVE NE, HICKORY, NC 28601 | START DATE: 05/01/2024 | NATURE OF ACTIVITY: ACTIVITY | APPROX HRS PER MTH: 4 | APPROX TRADING HRS PER MTH: 4 | DESCRIPTION OF DUTIES: WE HELP CLIENTS IN AN ADMINISTRATIVE FUNCTION TO USE A SOFTWARE GUIDED LEGAL DOCUMENTS. LEGACYLOCK IS A SEPARATE COMPANY THAT PAY A COMMISSION TO US FOR THE SALE OF THE SOFTWARE SERVICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-19
• S63 Uniform Securities Agent State Law Examination
  1988-08-26