Vincent Henry Cardullo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → Present
  Waterstone Financial Group
  Itasca, IL
• 07/2008 → Present
  North East Wealth Management Associates Inc.
  Lindenhurst, NY
• 09/2009 → Present
  Lpl Financial Llc
  Lindenhurst, NY

Other Businesses

1. 11/23/2009 - North East Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 40% OF TIME SPENT. 2. 12/08/2009 - NON-VARIABLE INSURANCE / LIFE, HEALTH, DISABILITY, LTC AND FIXED ANNUITIES / 10% OF TIME SPENT 3. 01/26/2010 - The Tax & Financial Center - Tax Prep/Accounting/CPA - Tax Preperation, Payroll Services, Book Keeping - 50% OF TIME SPENT. 4. 02/03/2011 - SC TAX CORP - Tax Prep/Accounting/CPA - PREPARATION OF INDIVIDUAL AND CORPORATE TAX RETURNS. - 5% OF TIME SPENT. 5. 07/17/2012 - North East Financial Center - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 6. 09/30/2015 - NO BUSINESS NAME - INV REL - 14801 Reflection Keys Circle Fort Myers FL 33908 and 88 Rochester Avenue East Atlantic Beach NY - Real Estate Rental - START 12/15/2014 - Rental of Florida Condo 7. 10/07/2015 * TDJ REALTY, INC. * Real Estate Rental * INV REL * 940 Route 109, Lindenhurst, NY 11757 * START 01/01/2013 - 3 HRS/MO NOT DURING SECS TRDG HRS. 8. 02/23/2016 - TTAFC Services - NOT INV REL - 220 N Wellwood Avenue Lindenhurst NY 11757 - Tax Prep/Accounting/CPA - START 01/26/2016 - 20 HOURS PER MONTH - President and over site of operations

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-09-08