Ben Sarsozo

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1997 → 09/2016
  Vsr Financial Services, Inc
  Overland Park, KS
• 12/1987 → Present
  Integrated Investment Group
  Aurora, CO
• 08/2007 → 09/2016
  Vsr Advisory Services
  Overland Park, KS
• 09/2016 → 04/2017
  Summit Brokerage Services, Inc.
  Centennial, CO
• 09/2016 → 04/2017
  Summit Financial Group Inc
  Boca Raton, FL
• 04/2017 → Present
  Massachusetts Mutual Life Insurance Company
  Denver, CO
• 04/2017 → Present
  Mml Investors Services, Llc
  Denver, CO

Previous Registrations

• 1999-01-01 → 2017-05-22
  Integrated Investment Group
  Centennial, CO
• 2016-09-01 → 2017-04-24
  Summit Financial Group Inc
  Boca Raton, FL
• 2003-02-07 → 2016-09-01
  Vsr Financial Services, Inc.
  Aurora, CO
  Centennial, CO
  Centennial, CO
  Overland Park, KS
  Overland Park, KS
• 1999-01-01 → 2014-12-31
  Integrated Investment Group
  Centennial, CO
• 1999-01-01 → 2010-12-31
  Integrated Investment Group
• 1999-01-01 → 2003-02-07
  The Masters, Inc.
  Aurora, CO
• 1999-01-01 → 2002-12-31
  Integrated Investment Group
  Centennial, CO

Other Businesses

NAME: INTEGRATED TRUST SYSTEMS INV REL: Y ADD: 2000 S COLORADO BLVD TOWER 2 STE 800 DENVER CO 80222 NATURE: REFER CLIENTS TO ITS FOR WILLS AND TRUSTS POSITION: REFER CLIENTS START DATE: 6/30/2023 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 0 DUTIES: REFER CLIENTS WHO NEED WILLS AND TRUSTS HELP CLIENT UPDATE BENEFICIARIES WHEN THEY SET UP WILLS OR TRUSTS (2) NAME: BASE INV REL: Y ADD: 2000 S COLORADO BLVD TOWER 2 STE 800 DENVER CO 80222 NATURE: REFERRAL FEE POSITION: REFER CLIENTS FOR THE 105 PLAN HRA START DATE: 6/27/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: I IDENTIFY BUSINESS CLIENTS AND REFER THEM TO BASE (3) NAME: CJ'S HEALTHY HABITS INV REL: Y ADD: 15955 E OTERO CIRCLE CENTENNIAL CO 80112 NATURE: AMWAY HEALTH AND FITNESS PRODUCTS POSITION: CO-OWNER START DATE: 6/27/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: 50/50 OWNER WITH WIFE (4) NAME: INSURACTIVE MEDICARE BACK OFFICE INV REL: Y ADD: 2000 S COLORADO BLVD TOWER 2 STE 800 DENVER CO 80222 NATURE: MEDICARE INSURANCE POSITION: REFER CLIENT TO MEDICARE BACK OFFICE START DATE: 06/30/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: I REFER CLIENTS WHO NEED TO DECIDE WHAT TO DO FOR MEDICARE WHEN THEY TURN 65 (5) NAME: INTEGRATED INVESTMENT GROUP INC INV REL: Y ADD: 2000 S COLORADO BLVD TOWER 2 STE 800 DENVER CO 80222 NATURE: DBA SINCE 1987 POSITION: PRESIDENT/CEO START DATE: 12/19/1987 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 30 DUTIES: I RUN THE COMPANY

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-05-22