Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-02
FL RA APPROVED 2024-02-27
NY RA APPROVED 2021-05-27
TX RA APPROVED_RES 2015-07-31
  • NJ RA
    APPROVED
    Since 2024-07-02
  • FL RA
    APPROVED
    Since 2024-02-27
  • NY RA
    APPROVED
    Since 2021-05-27
  • TX RA
    APPROVED_RES
    Since 2015-07-31

Branch Locations

Delray Beach, FL • United States

Rivervale, NJ • United States

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc New York NY 07/2015 Present
City National Bank New York NY 01/2017 Present
Previous Registrations
Other Businesses

(1) Name of Entity: Starr Trustees, Family Trust Address of Business: 6 Mettowee Farms Court Upper Saddle River New Jersey 07458 Business Descriptions: Family Trust Business is not investment related Projected Start Date - 12/30/2014 Projected End Date -No anticipated end date Capacity - Trustee Duties Performed - General Trustee Duties 0 hours devoted to this OBA per month 0 hours devoted during security trading hours per month (2) Name of Entity: LS Partners Address of Business: 6 Mettowee Farms Ct Business Description: LLC Business is investment related Projected Start Date - 07/31/2015 Projected End Date - 08/01/2045 Capacity - Active Owner Duties Performed - Director 4 hours devoted to this OBA per month 4 hours devoted during security trading hours per month (3) NAME OF ENTITY: Starrborne Enterprises LLC ADDRESS: 8017 Laurel Ridge Ct. Delray Beach FL 33446 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Dec 01, 2025 CAPACITY: Owner DUTIES: Managing and sole member of the LLC. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-12
S63 Uniform Securities Agent State Law Examination 1991-10-09
  • S65 Uniform Investment Adviser Law Examination
    2007-12-12
  • S63 Uniform Securities Agent State Law Examination
    1991-10-09

View on SEC IAPD

More in Delray Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor