Richard Paul Sabo

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 08/2014 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2012-06-07 → 2014-08-14
  Spc
  Ann Arbor, MI
  Gibsonia, PA

Other Businesses

(1) DBA: RPS FINANCIAL SOLUTIONS; INVESTMENT RELATED; 5061 ROUTE 8., GIBSONIA, PA 15044; FINANCIAL PLANNING FIRM; OWNER/RR; AUGUST 2011; 100 HRS/MONTH; 140 HRS/MON DURING TRADING HOURS; RUN FINANCIAL PLANNING FIRM; COMPANY OFFICER/DIRECTOR POSITION; CLIENT INVOLVEMENT. (2) INSURANCE & FIXED ANNUITY BUSINESS; INVESTMENT RELATED BUSINESS; 5061 ROUTE 8, GIBSONIA, PA 15044; LIFE INSURANCE & FIXED ANNUITIES; OWNER/AGENT; 3/92; 90 HRS/MONTH, 60 HRS/MONTH DURING TRADING HOURS; SELL & PRICES LIFE & ANNUITY APP; COMPANY OFFICER/DIRECTOR POSITION; CLIENT INVOLVEMENT. (3) TAX PREPARATION - SABO & ASSOCIATES, INC; 5061 ROUTE 8., GIBSONIA, PA 15044; HOURS VARY DURING TAX SEASON. STARTED 1994. (4) SABO PROPERTIES LL; C5061 ROUTE 8., GIBSONIA, PA 15044; CO-OWNER ; HOURS PER WEEK VARY. COMMERCIAL REAL ESTATE. LANDLORD. STARTED 2001. (5) DBA: RPS LEGAL CONSULTANTS. I CONSULT AND TESTIFY AS AN EXPERT WITNESS ON INSURANCE AND INVESTMENT FRAUD. STARTED 1994. HOURS VARY THROUGHOUT YEAR. ALL OF THE ABOVE I RUN OUT OF MY OFFICE AT 5061 ROUTE 8, GIBSONIA, PA 15044. (6) I AM A NOTARY PUBLIC FOR THE STATE OF PA SINCE 4/22/2008 BUT DO NOT CHARGE FEES; 5061 ROUTE 8., GIBSONIA, PA 15044. (7) Co-Durable Power of Attorney and Co-Trustee for Sister-in-law; 5061 ROUTE 8., GIBSONIA, PA 15044; 6/20/2016; Client Involvement: Yes; 0 hours per month, 0 hours during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-05-20

Other Names

• Rick Sabo
• Richard Paul Sabo