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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-08-18
  • PA RA
    APPROVED
    Since 2014-08-18

Branch Locations

5061 Route 8, Gibsonia, PA 15044 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 08/2014 Present
J.W. Cole Advisors, Inc. Tampa FL 08/2014 Present
  • 08/2014 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 08/2014 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2012-06-07 → 2014-08-14
    Ann Arbor, MI
    Gibsonia, PA
Other Businesses

(1) DBA: RPS FINANCIAL SOLUTIONS; INVESTMENT RELATED; 5061 ROUTE 8., GIBSONIA, PA 15044; FINANCIAL PLANNING FIRM; OWNER/RR; AUGUST 2011; 100 HRS/MONTH; 140 HRS/MON DURING TRADING HOURS; RUN FINANCIAL PLANNING FIRM; COMPANY OFFICER/DIRECTOR POSITION; CLIENT INVOLVEMENT. (2) INSURANCE & FIXED ANNUITY BUSINESS; INVESTMENT RELATED BUSINESS; 5061 ROUTE 8, GIBSONIA, PA 15044; LIFE INSURANCE & FIXED ANNUITIES; OWNER/AGENT; 3/92; 90 HRS/MONTH, 60 HRS/MONTH DURING TRADING HOURS; SELL & PRICES LIFE & ANNUITY APP; COMPANY OFFICER/DIRECTOR POSITION; CLIENT INVOLVEMENT. (3) TAX PREPARATION - SABO & ASSOCIATES, INC; 5061 ROUTE 8., GIBSONIA, PA 15044; HOURS VARY DURING TAX SEASON. STARTED 1994. (4) SABO PROPERTIES LL; C5061 ROUTE 8., GIBSONIA, PA 15044; CO-OWNER ; HOURS PER WEEK VARY. COMMERCIAL REAL ESTATE. LANDLORD. STARTED 2001. (5) DBA: RPS LEGAL CONSULTANTS. I CONSULT AND TESTIFY AS AN EXPERT WITNESS ON INSURANCE AND INVESTMENT FRAUD. STARTED 1994. HOURS VARY THROUGHOUT YEAR. ALL OF THE ABOVE I RUN OUT OF MY OFFICE AT 5061 ROUTE 8, GIBSONIA, PA 15044. (6) I AM A NOTARY PUBLIC FOR THE STATE OF PA SINCE 4/22/2008 BUT DO NOT CHARGE FEES; 5061 ROUTE 8., GIBSONIA, PA 15044. (7) Co-Durable Power of Attorney and Co-Trustee for Sister-in-law; 5061 ROUTE 8., GIBSONIA, PA 15044; 6/20/2016; Client Involvement: Yes; 0 hours per month, 0 hours during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-20
  • S63 Uniform Securities Agent State Law Examination
    1991-05-20
Other Names
  • Rick Sabo
  • Richard Paul Sabo

View on SEC IAPD

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