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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
715 South 42Nd St Ste B, Mount Vernon, IL 62864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nichols Investment Group Ltd | Mt Vernon | IA | 10/2000 | Present |
| Voya Financial Advisors | Mt Vernon, | IL | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:Nichols Investment Group, LTD.; Yes; 715 SOUTH 42ND ST STE B; MT VERNON; IL; 62864; FINANCIAL SERVICES; PRESIDENT/OWNER; 1/1/2001; 200; 200; SALE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: Independent Insurance Agent; Yes; 715 SOUTH 42ND ST STE B; MT VERNON; IL; 62864; FIXED INSURANCE SALES; independent insurance agent; 11/16/2000; 160; 160; sales and service of fixed insurance products|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-02 |
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