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Phillip Joseph Batchelder

LPl Enterprise, LLC

Jacksonville, FL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-14
FL RA APPROVED 2024-11-18
  • TX RA
    APPROVED_RES
    Since 2025-04-14
  • FL RA
    APPROVED
    Since 2024-11-18

Branch Locations

701 San Marco Blvd Suite 7100, Jacksonville, FL 32207 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Jacksonville FL 07/1988 Present
Pruco Securities, Llc. Jacksonville FL 07/1988 11/2024
Lpl Enterprise, Llc Jacksonville FL 11/2024 Present
Previous Registrations
  • 1988-10-17 → 2024-11-12
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
Other Businesses

1) 11/14/2024-Rental Property-Owner-Real Estate Rental-Inv related-At Jacksonville Beach, FL-Start date 04/01/1993-5hrs/mth-0hrs/mth during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-01-26
S65 Uniform Investment Adviser Law Examination 2000-12-12
  • S63 Uniform Securities Agent State Law Examination
    2004-01-26
  • S65 Uniform Investment Adviser Law Examination
    2000-12-12

View on SEC IAPD

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