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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-06-24
  • OK RA
    APPROVED
    Since 2026-06-24

Branch Locations

6060 American Plz - St 350 & 400, Tulsa, OK 74135 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-14
OK RA APPROVED 2008-11-11
  • TX RA
    APPROVED_RES
    Since 2020-03-14
  • OK RA
    APPROVED
    Since 2008-11-11

Branch Locations

6060 S American Plaza St E Ste 400, Tulsa, OK 74135 • United States

Broken Arrow, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oklahoma City OK 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 Present
Wells Fargo Advisors Financial Network Tulsa OK 06/2026 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Oklahoma City, OK
  • 11/2016 → Present
    Oklahoma City, OK
  • 06/2026 → Present
    Wells Fargo Advisors Financial Network
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-27
S63 Uniform Securities Agent State Law Examination 2004-09-02
  • S65 Uniform Investment Adviser Law Examination
    2008-05-27
  • S63 Uniform Securities Agent State Law Examination
    2004-09-02
Other Names
  • Katherine Marie Buckley
  • Katherine Marie Myers
  • Kathy Buckley

View on SEC IAPD

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