Steven Joseph Dzvonick

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → Present
  Principal Life Insurance Company
  Sewickley, PA
• 08/2010 → 10/2018
  Dzvonick Financial Services
  Pittsburgh, PA
• 03/2016 → Present
  Principal Securities Inc
  Sewickley, PA

Previous Registrations

• 2002-06-25 → 2003-12-04
  Veravest Investment Advisors, Inc.
  Pittsburgh, PA

Other Businesses

***ALLMERICA/COMMONWEALTH, VESTED TRAIL RENEWAL INCOME FROM BLOCK OF POLICIES OF ALLERICA AND COMMONWEALTH LIFE, 1/4/2010, NOT INVESTMENT RELATED, 5-10 HOURS PER MONTH, PA. ***Fixed Insurance, 5700 Corporate Dr, Suite 530, Pittsburgh, PA 15237, Life, DI, LTC, Annuities, Group, Supplemental, 10/04/17, Investment Related: Y, Hours Per Month, 2.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-06

Other Names

• Steven Joseph Dzvonick