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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-06-13
  • MD RA
    APPROVED
    Since 2016-06-13

Branch Locations

9250 Rumsey Road Suite 103, Columbia, MD 21045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Founders Financial Securities Towson MD 05/2015 Present
Lim Financial Group Baltimore MD 01/2016 Present
  • 05/2015 → Present
    Founders Financial Securities
    Towson, MD
  • 01/2016 → Present
    Lim Financial Group
    Baltimore, MD
Previous Registrations
Other Businesses

1 ) LIM FINANCIAL GROUP; INVESTMENT RELATED; 9250 RUMSEY ROAD, SUITE 103 COLUMBIA, MD 21045; INSURANCE AND INVESTMENT SALES; CEO/PRESIDENT; START DATE- JAN 1,2016; 200-240 HRS PER MONTH;35 HRS DURING TRADING 2) USJGMA, LLC DBA U.S. JOW GA MARTIAL ARTS; NON INVESTMENT RELATED; 9250 RUMSEY RD, SUITE 101 COLUMBIA MD 21045; TRADITIONAL CHINESE KUNG FU SCHOOL; ONE OF 5 COUNCIL MEMBERS OF AMERICAN JOW GA KUNG FU ATHLETIC ASSOCIATION; START DATE: 11/7/2015; 50% OWNER, INSTRUCTOR; 50 HRS PER MONTH; 0 HRS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-10
  • S66 Uniform Combined State Law Examination
    2016-06-10
Other Names
  • Alex Lim

View on SEC IAPD

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