Pragati Pinku Gautam Sharma

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1988 → Present
  Financial Management Systems
  Fayetteville, NC
• 12/1993 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 04/2013 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → Present
  Securities America, Inc.
  Fayettville, NC
• 07/2020 → Present
  Securities America Advisors, Inc.
  Fayetteville, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fayettville, NC

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Fayetteville, NC
• 2013-04-22 → 2020-07-17
  Investacorp Advisory Services Inc
  Fayetteville, NC
• 2006-05-09 → 2012-04-26
  Investacorp Advisory Services Inc
  Fayetteville, NC

Other Businesses

PRAGATI GAUTAM SHARMA POSITION: agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/17/2020 ADDRESS: 2 Mockingbird Drive, Colts Neck NJ 07722, United States DESCRIPTION: helping clients get insurance if they need DBA - Financial Management Systems

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-02-02

Other Names

• Pragati G Sharma
• Pragati Pinku Gautem
• Pat Gautam
• Pragati Rinku Gautam
• Pat Gautam
• Pragati Pinku Gautam