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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | St. Louis | MO | 10/2013 | Present |
(1) I HAVE LIMITED PARTNER INTEREST IN JOELCO, NEXT, AHM, NEXT II, AND MAGIC LANTERN. I DO NOT MATERIALLY PATICIPATE IN ANY OF THESE ENTITIES BUT I AM CONSIDERED A PASSIVE INVESTOR. I HAVE NO SAY IN THE RUNNNG OF BUSINESS, DON'T SIT ON THE BOARDS, AND I AM NOT A PARTNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-18 |
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