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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-11
IL RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • FL RA
    APPROVED
    Since 2021-10-11
  • IL RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

Saint Petersburg, FL • United States

500 Park Boulevard Suite 165C, Itasca, IL 60143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Itasca IL 06/2007 Present
Raymond James Financial Services Advisors, Inc Itasca IL 01/2009 Present
Previous Registrations
  • 2001-10-19 → 2007-06-18
    Lasalle Financial Services, Inc.
    Elmhurst, IL
    Chicago, IL
    Chicago, IL
    Elmhurst, IL
    Hinsdale, IL
    Oak Brook Terrace, IL
    Chicago, IL
    Chicago, IL
Other Businesses

BRIAN E. WAGNER SCHOLARSHIP FUND - ELMHURST, IL. BOARD MEMBER. STRATED 7/15/2010. 2 HOURS WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-21
S63 Uniform Securities Agent State Law Examination 1990-12-06
  • S65 Uniform Investment Adviser Law Examination
    2001-08-21
  • S63 Uniform Securities Agent State Law Examination
    1990-12-06
Designations
Other Names
  • Barbara Louise Feulner
  • Barbara Louise Lackey

View on SEC IAPD

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