Leonardo Aguilar

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Glendale, CA
• 11/2016 → 02/2022
  Wells Fargo Clearing Services, Llc
  Glendale, CA
• 05/2022 → Present
  Lpl Financial
  Glendale, CA

Previous Registrations

• 2011-01-03 → 2022-06-01
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Glendale, CA
  Glendale, CA
  Pasadena, CA
  Encino, CA
• 2005-01-07 → 2011-01-03
  Wells Fargo Investments, Llc
  Glendale, CA
  Los Angeles, CA
  Glendale, CA
  Glendale, CA
  Los Angeles, CA
  Los Angeles, CA
  Alhambra, CA
  Los Angeles, CA
  Glendale, CA
  Los Angeles, CA

Other Businesses

1- 03/2022 / Encore Capital Management / DBA for LPL Business (entity for LPL business) / Investment Related / Glendale, CA 2- 1/30/2023 - No Business Name - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - independent financial advisor - Start Date - 10/11/2022 - 160 Hours Per Month/6 Hours During Securities Trading 3- 11/27/2024 - NLA Insurance Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/24/2024 - 2 Hours per Month/ 0 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-06-27